About Me
As Compliance Manager at Baggette + Co, I am responsible for ensuring we operate in line with FCA regulations and internal policies, helping to protect both our clients and our company. My role includes overseeing the compliance framework, supporting advisers with regulatory guidance, managing file reviews, and ensuring our processes are robust, fair, and client-focused.
I bring a detail-oriented and pragmatic approach to compliance, shaped by over twenty years of experience in financial services and a strong belief in the value of ethical, transparent advice.
My Professional Background
I have worked in financial services for over twenty years, beginning my career as a Paraplanner and progressing into my current role as a Compliance Manager. I am also a Chartered Financial Planner, a qualification I achieved while my twins were under the age of two.
What Drives Me in My Work
I am passionate about making compliance practical and accessible, not just a tick-box exercise. I am always looking for ways to improve how I operate while keeping clients at the heart of everything I do.
What sets my approach apart is a genuine commitment to collaboration. I work closely with both Advisers and the Research & Paraplanning Team to support informed decision-making and foster a culture of compliance that adds real value, not red tape.
Life Outside of Work
Outside of work, I enjoy playing golf and volunteer as a swimming teacher for a local swimming club. I also love spending time at the beach and being in or on the water whenever I can.